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Adkins, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-29 |
| TX | RA | APPROVED | 2018-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Management, Ltd | Crowley | TX | 01/2014 | 10/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2014 | 12/2018 |
| Your Path 4 Prosperity Llc | Adkins | TX | 09/2018 | Present |
| Your Path Financial Llc | Adkins | TX | 10/2018 | Present |
| Your Path Financial Llc | Adkins | TX | 05/2012 | Present |
| Independent Insurance Agent | Adkins | TX | 12/2009 | Present |
| Kathleen Novotny | Crowley | TX | 08/2016 | 09/2018 |
| Kathleen Novotny | Crowley | TX | 05/2012 | 09/2018 |
1) 12/2009-INSURANCE AGENT; ADKINS, TX; NON-INVESTMENT RELATED; NON-VARIABLE INSURANCE, FIXED HEALTH AND DEFINED EMPLOYEE COMP PLANS; 10% OF PROFESSIONAL TIME. 2) 09/2018 YOUR PATH 4 PROSPERITY LLC; PRESIDENT; INVESTMENT RELATED; ADKINS, TX; APPROX. 8 HRS/WEEK DURING SECURITIES TRADING HOURS; WRITE AND CONDUCT EDUCATIONAL/SPIRITUAL WORKSHOPS PERTAINING TO MONEY AND FINANCE; EDUCATIONAL PROGRAMS; FINANCIAL EDUCATION. BOOKKEEPING SERVICES FOR INDIVIDUALS/BUSINESS CLIENTS: ASSIST IN SETTING UP A BOOKKEEPING SYSTEM OR REVIEW SYSTEM FOR ADEQUACY, SHOW HOW TO RUN AND USE ACCOUNTING REPORTS, REVIEW FINANCIAL RECORDS, TAX DOCUMENTS, RECEIPTS, AND VARIOUS STATEMENTS AND ORGANIZE THEM FOR RETENTION; 4 HOURS/MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-05 |
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