Mark Juelis

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-04-22

PA RA
APPROVED

Since 2025-04-22

Branch Locations

Fort Washington, PA • United States

45 Rockefeller Plaza 5Th Floor, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Distributors, Llc	Philadelphia	PA	11/2012	11/2024
Brandywine Global Inv Mgmt	Philadelphia	PA	11/2012	11/2024
Rockefeller Capital Management	Fort Washington	PA	04/2025	Present
Rockefeller Financial Llc	Fort Washington	PA	04/2025	Present
Unemployed	Fort Washington	PA	12/2024	03/2025

11/2012 → 11/2024

Franklin Distributors, Llc

Philadelphia, PA
11/2012 → 11/2024

Brandywine Global Inv Mgmt

Philadelphia, PA
04/2025 → Present

Rockefeller Capital Management

Fort Washington, PA
04/2025 → Present

Rockefeller Financial Llc

Fort Washington, PA
12/2024 → 03/2025

Unemployed

Fort Washington, PA

Previous Registrations

2017-02-06 → 2024-11-19

Brandywine Global Investment Management, Llc

Philadelphia, PA

Other Businesses

Fair Gage, LLC; Family Real Estate; Fort Washington, PA, Beginning Fall 2019; Approx 1 hour per month - no time during normal securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-04-23

S63 Uniform Securities Agent State Law Examination

2013-04-23

Other Names

Mark Joseph Wade Juelis

View on SEC IAPD