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Leopold H Lemelson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anchorage, AK

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-11
AK RA APPROVED 2013-03-21
  • TX RA
    APPROVED
    Since 2013-09-11
  • AK RA
    APPROVED
    Since 2013-03-21

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Anchorage AK 11/2012 Present
Bank Of America, N.A. Anchorage AK 05/2013 Present
  • 11/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Anchorage, AK
  • 05/2013 → Present
    Bank Of America, N.A.
    Anchorage, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-19
  • S66 Uniform Combined State Law Examination
    2013-03-19
Other Names
  • Leo H Lemelson
  • Leopold Henry Lemelson

View on SEC IAPD

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