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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-09 |
Branch Locations
New Rochelle, NY • United States
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Montvale | NJ | 11/2012 | 09/2020 |
| Bank Of America, N.A. | Montvale | NJ | 04/2013 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Pompton Plains | NJ | 09/2020 | 11/2021 |
| Realta Equities, Inc. | Wilmington | DE | 11/2021 | 03/2026 |
| Realta Investment Advisors, Inc. | Wilmington | DE | 11/2021 | 03/2026 |
| Nfsg Corporation | Boca Raton | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-15 |
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