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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-26
  • GA RA
    APPROVED
    Since 2025-08-26

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 10/2014 07/2019
Morgan Stanley Private Bank, National Association Atlanta GA 10/2014 07/2019
Jpmorgan Chase Bank Na Atlanta GA 07/2019 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 07/2025 Present
Previous Registrations
Other Businesses

I*2670288, Entity Type Entity For Profit, Name of OBA: Forward the Agency Address: AtlantaGeorgia30309 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/30/2025No Hours: 8 monthly No Hours during trading: 4 monthly Duties: to act and to model for companies and films, Acting and modeling

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
  • S66 Uniform Combined State Law Examination
    2013-04-12

View on SEC IAPD

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