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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-08-21 |
| MT | RA | APPROVED | 2013-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Billings | MT | 11/2012 | Present |
| Bank Of America, N.A. | Billings | MT | 05/2013 | Present |
REPORTABLE - FOR PROFIT LLC - ADDED TO CRD Status: APPRVD I*773272 For profit or not for profit: Name of outside business organization: Joetta Anderson IRA, Roth IRA, Expressive Therapies LLC SEP Investment related: N Address of business: Billings, Montana, 59102 Nature of business: Position, title, association: Power of Attorney, Start date of relationship: 3/16/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-30 |
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