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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-21
MT RA APPROVED 2013-04-12
  • TX RA
    APPROVED
    Since 2013-08-21
  • MT RA
    APPROVED
    Since 2013-04-12

Branch Locations

3412 Colton Blvd, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Billings MT 11/2012 Present
Bank Of America, N.A. Billings MT 05/2013 Present
Other Businesses

REPORTABLE - FOR PROFIT LLC - ADDED TO CRD Status: APPRVD I*773272 For profit or not for profit: Name of outside business organization: Joetta Anderson IRA, Roth IRA, Expressive Therapies LLC SEP Investment related: N Address of business: Billings, Montana, 59102 Nature of business: Position, title, association: Power of Attorney, Start date of relationship: 3/16/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-09
S63 Uniform Securities Agent State Law Examination 2013-03-30
  • S65 Uniform Investment Adviser Law Examination
    2013-04-09
  • S63 Uniform Securities Agent State Law Examination
    2013-03-30

View on SEC IAPD

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