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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-14 |
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
9920 Pacific Heights Blvd Ste 100, San Diego, CA 92121 • United States
633 West Fifth Street, Ste 2886, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | San Diego | CA | 07/2014 | 06/2024 |
| Cfg Wealth Management | San Diego | CA | 06/2013 | Present |
| Securities America Advisors Inc | San Diego | CA | 10/2014 | 06/2024 |
| Osaic Wealth, Inc. | El Segundo | CA | 06/2024 | Present |
1. DBA: CFG WEALTH MANAGEMENT 2. INSURANCE POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/28/2015 ADDRESS: 4370 La Jolla Village Drive, Ste 630, San Diego CA 92122 DESCRIPTION: Fixed insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-28 |
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