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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-14
CA RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • AZ RA
    APPROVED
    Since 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

9920 Pacific Heights Blvd Ste 100, San Diego, CA 92121 • United States

633 West Fifth Street, Ste 2886, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. San Diego CA 07/2014 06/2024
Cfg Wealth Management San Diego CA 06/2013 Present
Securities America Advisors Inc San Diego CA 10/2014 06/2024
Osaic Wealth, Inc. El Segundo CA 06/2024 Present
  • 07/2014 → 06/2024
    Securities America, Inc.
    San Diego, CA
  • 06/2013 → Present
    Cfg Wealth Management
    San Diego, CA
  • 10/2014 → 06/2024
    Securities America Advisors Inc
    San Diego, CA
  • 06/2024 → Present
    El Segundo, CA
Previous Registrations
  • 2014-10-22 → 2024-06-14
    Securities America Advisors, Inc.
    San Diego, CA
    El Segundo, CA
    Chandler, AZ
    El Segundo, CA
Other Businesses

1. DBA: CFG WEALTH MANAGEMENT 2. INSURANCE POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/28/2015 ADDRESS: 4370 La Jolla Village Drive, Ste 630, San Diego CA 92122 DESCRIPTION: Fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-28
  • S66 Uniform Combined State Law Examination
    2012-12-28
Designations

View on SEC IAPD

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