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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-02-28 |
Branch Locations
11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Seattle | WA | 11/2012 | 02/2017 |
| Charles Schwab Bank, Ssb | Bellevue | WA | 02/2017 | 01/2024 |
| Charles Schwab & Co., Inc. | Bellevue | WA | 02/2017 | Present |
(1)Elevate Martial Arts LLC | Investment Related: No | 19150 NE Woodinville Duvall Rd Ste A2; Woodinville; WA; 98077; USA | Sports/Physical Recreation | Officer | Start date: 2022-06-03 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | I hold no responsibilities. (2)Seattle Seahawks |Investment Related:No|800 Occidental Ave S, ;Seattle;WA;98134;US |Sports/Physical Recreation|Video Assistant |2023-09-10|Hours Per Month:Less than 20|Hours Spent during Security Trading:0|Work directly with videographer during Seahawks home games. Update SD cards in media room
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-29 |
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