Kyle William Douglas

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-05-05

TX RA
APPROVED

Since 2016-05-05

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Austin	TX	03/2016	Present

03/2016 → Present

Ubs Financial Services Inc.

Austin, TX

Previous Registrations

2016-03-07 → 2016-04-13

Charles Schwab & Co., Inc.

Austin, TX

Other Businesses

Walkabouts; Austin, Texas; I play in a band that will occasionally be paid to perform. There is no formal business entity for the band. Bass player. I will play the bass. Start date: 6/26/2023

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-07
S63	Uniform Securities Agent State Law Examination	2014-11-18

S66 Uniform Combined State Law Examination

2016-03-07
S63 Uniform Securities Agent State Law Examination

2014-11-18

View on SEC IAPD