Marc Alex Frank

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-07
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2015-08-31

TX RA
APPROVED_RES

Since 2025-04-07
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2015-08-31

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Melville	NY	08/2015	Present

08/2015 → Present

Ubs Financial Services Inc.

Melville, NY

Previous Registrations

2013-06-18 → 2015-09-15

Morgan Stanley

Melville, NY

Other Businesses

CFP Board / 1425 K Street NW #800 DC,Washington 20005 / Educational Establishment/ Education / The CFP Board / Other / Mentor / Mentor potential CFP candidates to assist them with the process of becoming a CFP. / Start Date 12/1/2018/

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-14

S66 Uniform Combined State Law Examination

2013-06-14

View on SEC IAPD