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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-01-02 |
Branch Locations
One Concourse Parkway Ste. 185, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Atlanta | GA | 04/2016 | 11/2017 |
| Fujiyama Wealth Management | Atlanta | GA | 11/2017 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) FUJIYAMA WEALTH MANAGEMENT, Atlanta NV 30328, United States, 01/02/2018, W2 Employee, DBA Name, INV REL, 160HR/MO - 120HR/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-15 |
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