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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-08
OR RA APPROVED 2025-12-12
WA RA APPROVED 2025-12-11
IA RA APPROVED 2025-11-12
NE RA APPROVED 2025-11-10
OK RA APPROVED 2025-11-10
WY RA APPROVED 2025-11-10
NM RA APPROVED 2025-11-07
VA RA APPROVED 2025-11-07
AZ RA APPROVED 2025-11-06
CO RA APPROVED 2025-11-06
MD RA APPROVED 2025-11-06
TX RA APPROVED_RES 2025-11-04
UT RA APPROVED 2025-11-04
  • DC RA
    APPROVED
    Since 2026-01-08
  • OR RA
    APPROVED
    Since 2025-12-12
  • WA RA
    APPROVED
    Since 2025-12-11
  • IA RA
    APPROVED
    Since 2025-11-12
  • NE RA
    APPROVED
    Since 2025-11-10
  • OK RA
    APPROVED
    Since 2025-11-10
  • WY RA
    APPROVED
    Since 2025-11-10
  • NM RA
    APPROVED
    Since 2025-11-07
  • VA RA
    APPROVED
    Since 2025-11-07
  • AZ RA
    APPROVED
    Since 2025-11-06
  • CO RA
    APPROVED
    Since 2025-11-06
  • MD RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED_RES
    Since 2025-11-04
  • UT RA
    APPROVED
    Since 2025-11-04

Branch Locations

Germantown, MD • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Memphis TN 11/2012 10/2024
Raymond James Financial Services Advisors Inc. Memphis TN 05/2018 10/2024
Swain Wealth Partners Memphis TN 11/2012 10/2024
Missionsquare Investment Services Washington DC 10/2025 Present
Missionsquare Retirement Washington DC 10/2025 Present
Unemployed Sfax 11/2024 09/2025
  • 11/2012 → 10/2024
    Raymond James Financial Services, Inc.
    Memphis, TN
  • 05/2018 → 10/2024
    Memphis, TN
  • 11/2012 → 10/2024
    Swain Wealth Partners
    Memphis, TN
  • 10/2025 → Present
    Missionsquare Investment Services
    Washington, DC
  • 10/2025 → Present
    Washington, DC
  • 11/2024 → 09/2025
    Unemployed
    Sfax
Previous Registrations
Other Businesses

MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: 10/27/2025. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
S63 Uniform Securities Agent State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2018-02-02
  • S63 Uniform Securities Agent State Law Examination
    2015-07-10
Other Names
  • Brandi Michelle Brooks
  • Brandi Brooks Kachouri

View on SEC IAPD

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