Michael Phillips

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2013-03-26

WA RA
APPROVED

Since 2013-03-26

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2012	06/2020
Equitable Advisors, Llc	New York	NY	11/2012	Present

11/2012 → 06/2020

Axa Advisors, Llc

New York, NY
11/2012 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

LEMAY AMERICAS CAR MUSEUM, BOARD MEMBER, 2 HOURS PER MONTH, ZERO ANNUAL COMPENSATION. Trust account with LPL where my mother is the grantor and myself/sisters are the beneficiaries, I am one of the advisors on record for the SAM account which holds all of the assets within the trust. Harvey Capital Group DBA, Partner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-22
S63	Uniform Securities Agent State Law Examination	2012-12-04

S65 Uniform Investment Adviser Law Examination

2013-03-22
S63 Uniform Securities Agent State Law Examination

2012-12-04