Stephen E Barron

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-08-22
TX	RA	APPROVED	2013-03-12
DC	RA	APPROVED	2013-02-04

VA RA
APPROVED

Since 2024-08-22
TX RA
APPROVED

Since 2013-03-12
DC RA
APPROVED

Since 2013-02-04

Branch Locations

Mclean, VA • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	11/2012	Present
Bank Of America, N.A.	Washington	DC	11/2012	Present

11/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
11/2012 → Present

Bank Of America, N.A.

Washington, DC

Other Businesses

I*2048299, Entity Type, Name of OBA: Rental Property 1 Address: WashingtonDistrict of Columbia20001 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/01/2024 No Hours: 1 monthly No Hours during trading: 0Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-22

S66 Uniform Combined State Law Examination

2013-01-22

Other Names

Stephen Edward Barron

View on SEC IAPD