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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-22
WI RA APPROVED 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-22
  • WI RA
    APPROVED
    Since 2023-05-22

Branch Locations

111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc Chicago IL 06/2015 09/2017
Jpmorgan Chase Bank Na Chicago IL 10/2017 Present
Jpmorgan Securities Llc Chicago IL 11/2017 Present
  • 06/2015 → 09/2017
    Morgan Stanley & Co. Llc
    Chicago, IL
  • 10/2017 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 11/2017 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-22
S63 Uniform Securities Agent State Law Examination 2014-07-29
  • S65 Uniform Investment Adviser Law Examination
    2023-05-22
  • S63 Uniform Securities Agent State Law Examination
    2014-07-29
Other Names
  • Dayton J Hoell
  • Dayton James Hoell

View on SEC IAPD

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