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Tiffanie Lois Sojourner

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-03
TX RA APPROVED 2025-04-01
CA RA APPROVED 2024-05-01
  • GA RA
    APPROVED
    Since 2025-04-03
  • TX RA
    APPROVED
    Since 2025-04-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

Atlanta, GA • United States

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services La Jolla CA 04/2015 03/2021
Rbc Capital Markets, Llc La Jolla CA 03/2021 09/2023
Morgan Stanley Rancho Santa Fe CA 10/2023 04/2024
Rbc Capital Markets, Llc Atlanta GA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-20
S63 Uniform Securities Agent State Law Examination 2012-11-20
  • S65 Uniform Investment Adviser Law Examination
    2016-02-20
  • S63 Uniform Securities Agent State Law Examination
    2012-11-20

View on SEC IAPD

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