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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-09-10
  • SC RA
    APPROVED
    Since 2018-09-10

Branch Locations

241-A Willbrook Blvd, Pawleys Island, SC 29585 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2012 09/2018
Raymond James Financial Services, Inc Pawleys Island SC 09/2018 Present
Raymond James Financial Services Advisors Inc Pawleys Island SC 09/2018 Present
Previous Registrations
  • 2013-03-20 → 2018-09-11
    Surfside Beach, SC
    Pawleys Island, SC
    Surfside Beach, SC
    St Louis, MO
    Murrells Inlet, SC
Other Businesses

(1)Name of Business: Thrive Wealth Partners Address: 241-A Willbrook Boulevard, Pawleys Island, SC, 29585, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Thrive Wealth Partners is my marketing/support company .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-19
  • S66 Uniform Combined State Law Examination
    2013-01-19
Other Names
  • Kathleen Ann Mccarthy
  • Kathleen Ann Coppola
  • Kathleen Coppola

View on SEC IAPD

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