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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-08
  • FL RA
    APPROVED
    Since 2025-12-08

Branch Locations

3750 Sunset Dr, South Miami, FL 33142 • United States

3399 Ponce De Leon, Coral Gables, FL 33134 • United States

4301 N Federal Hwy, Oakland Park, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Bank Miami FL 08/2015 08/2022
Grove Bank And Trust Palmetto Bay FL 08/2022 11/2025
Infinex Investments, Inc. Meriden CT 11/2022 11/2025
Lpl Financial Llc Miami FL 12/2025 Present
United Community Bank Miami FL 12/2025 Present
  • 08/2015 → 08/2022
    Truist Bank
    Miami, FL
  • 08/2022 → 11/2025
    Grove Bank And Trust
    Palmetto Bay, FL
  • 11/2022 → 11/2025
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2025 → Present
    Miami, FL
  • 12/2025 → Present
    United Community Bank
    Miami, FL
Previous Registrations
Other Businesses

1.12/2025 - Public Notary - Notary - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Miami, FL 33176 - OBA Start Date: 11/16/2016 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name United Community Advisors - Investment Related - At Reported Business Location(s) - Start Date: 12/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
  • S66 Uniform Combined State Law Examination
    2023-04-04

View on SEC IAPD

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