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Luciano Miguel De Ruggiero

J.P. Morgan Securities LLC

Miami, FL

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-21
TX RA APPROVED 2025-10-20
  • FL RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED
    Since 2025-10-20

Branch Locations

1450 Brickell Ave Floors 17Th & 18Th, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Miami FL 09/2010 Present
Jpmorgan Securities Llc Miami FL 11/2012 Present
  • 09/2010 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 11/2012 → Present
    Jpmorgan Securities Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-20
S63 Uniform Securities Agent State Law Examination 2013-03-16
  • S65 Uniform Investment Adviser Law Examination
    2025-10-20
  • S63 Uniform Securities Agent State Law Examination
    2013-03-16
Other Names
  • Luciano M De Ruggiero

View on SEC IAPD

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