Adam Schwartz

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

1356 Third Avenue, New York, NY 10075-0461 • United States

320 Park Avenue, New York, NY 10022-6815 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated/Bank Of Ameri	Garden City/Hewett	NY	02/2013	04/2017
Axa Advisors, Llc	New York	NY	04/2017	02/2019
E*Trade Securities Llc	New York	NY	02/2019	06/2020
E*Trade Capital Management Llc	New York	NY	02/2019	06/2020
Fidelity Investments	New York	NY	06/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

02/2013 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated/Bank Of Ameri

Garden City/Hewett, NY
04/2017 → 02/2019

Axa Advisors, Llc

New York, NY
02/2019 → 06/2020

E*Trade Securities Llc

New York, NY
02/2019 → 06/2020

E*Trade Capital Management Llc

New York, NY
06/2020 → Present

Fidelity Investments

New York, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-02