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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-01-23
  • WI RA
    APPROVED
    Since 2006-01-23

Branch Locations

Brookfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 04/2005 10/2021
Wells Fargo Funds Management, Llc Menomonee Falls WI 04/2005 10/2021
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Management, Llc Menomonee Falls WI 11/2021 Present
  • 04/2005 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 04/2005 → 10/2021
    Wells Fargo Funds Management, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
Other Businesses

STEWIE PROPERTIES LLC POSITION: Owner NATURE: Multi Family Investment Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/31/2018 ADDRESS: 1290 Lorien Ct, Brookfield WI 53045, United States DESCRIPTION: Record-keeper and Financing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-17
  • S66 Uniform Combined State Law Examination
    2000-08-17

View on SEC IAPD

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