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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2006-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 04/2005 | 10/2021 |
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 04/2005 | 10/2021 |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
STEWIE PROPERTIES LLC POSITION: Owner NATURE: Multi Family Investment Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/31/2018 ADDRESS: 1290 Lorien Ct, Brookfield WI 53045, United States DESCRIPTION: Record-keeper and Financing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-17 |
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