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James Patrick Moran

Empower Advisory Group, LLC

Concord, NH

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-07-17
  • NH RA
    APPROVED
    Since 2024-07-17

Branch Locations

Concord, NH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Svcs Inc. Merrimack NH 05/2000 08/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2020
Fidelity Investments Boston MA 05/2000 08/2020
Arcadia Financial Group Manchester NH 06/2021 06/2023
Arcadia Wealth Management, Llc Manchester MA 06/2021 06/2023
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Unemployed Conrod NH 08/2020 06/2021
Unemployed Concorded NH 06/2023 02/2024
X5 Home Loans Portsmouth NH 02/2024 05/2024
  • 05/2000 → 08/2020
    Fidelity Brokerage Svcs Inc.
    Merrimack, NH
  • 07/2018 → 08/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2000 → 08/2020
    Fidelity Investments
    Boston, MA
  • 06/2021 → 06/2023
    Arcadia Financial Group
    Manchester, NH
  • 06/2021 → 06/2023
    Arcadia Wealth Management, Llc
    Manchester, MA
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2020 → 06/2021
    Unemployed
    Conrod, NH
  • 06/2023 → 02/2024
    Unemployed
    Concorded, NH
  • 02/2024 → 05/2024
    X5 Home Loans
    Portsmouth, NH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-03
S66 Uniform Combined State Law Examination 2007-04-27
  • S63 Uniform Securities Agent State Law Examination
    2024-07-03
  • S66 Uniform Combined State Law Examination
    2007-04-27
Other Names
  • James Patrick Moran
  • James Patrick Moran
  • James Patrick Moran

View on SEC IAPD

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