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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-14 |
Branch Locations
6800 Paragon Place Suite 115, Richmond, VA 23230 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-10-31 |
Branch Locations
6800 Paragon Place Suite 115, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Erie | PA | 07/2002 | 06/2017 |
| First Citizen Bank | Richmond | VA | 03/2020 | Present |
| First Citizen Investor Services | Raleigh | NC | 03/2020 | Present |
| Wells Fargo | Richmond | VA | 06/2018 | 03/2020 |
| Bank Of America | Richmond | VA | 06/2017 | 06/2018 |
| First Citizens Asset Management | Raleigh | NC | 10/2022 | Present |
First Citizens Asset Management, 10/25/2022; 6800 Paragon Place, Suite 115, Richmond, VA 23230; Institutional Consultant; 16 hours/month during trading hours; Investment Related; Duties are speaking with clients about their needs for investment management of corporate assets, their investment policy statements, and/or retirement plans; Compensation is part of salary paid by FCIS, no direct compensation received from FCAM; organization does not have a relationship with any First Citizens related entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-17 |
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