Ryan Regan

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-08-19

NJ RA
APPROVED

Since 2013-08-19

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scott Garbien	Albany	NY	12/2012	Present
Northwestern Mutual Investment Services, Llc	Albany	NY	03/2013	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	09/2013	Present
Northwestern Mutual Investment Services, Llc	Albany	NY	09/2013	Present

12/2012 → Present

Scott Garbien

Albany, NY
03/2013 → Present

Northwestern Mutual Investment Services, Llc

Albany, NY
09/2013 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
09/2013 → Present

Northwestern Mutual Investment Services, Llc

Albany, NY

Other Businesses

1. 2% OWNER, GNR HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, SHEER ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 04/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-12

S66 Uniform Combined State Law Examination

2013-08-12