Jean Cazeau

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-03-18
RI	RA	APPROVED	2018-06-11

TX RA
APPROVED

Since 2019-03-18
RI RA
APPROVED

Since 2018-06-11

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Providence Investment Management	Providence	RI	04/2010	09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	03/2018	08/2022
Unemployed	Riverside	RI	09/2017	03/2018
Bank Of America, N.A.	Lincoln	RI	10/2020	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	08/2022	Present
Bank Of America, N.A.	Lincoln	RI	08/2022	Present

04/2010 → 09/2017

Providence Investment Management

Providence, RI
03/2018 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2017 → 03/2018

Unemployed

Riverside, RI
10/2020 → 08/2022

Bank Of America, N.A.

Lincoln, RI
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
08/2022 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*2451292, Entity Type: Entity For Profit, Name of OBA: Cazeau Vision 153, Address: Chepachet, Rhode Island, 02814, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/06/2025, No Hours: 8 Monthly, No Hours during Trading: 1 Monthly, Duties: Photographer and Photo Editor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-08

S66 Uniform Combined State Law Examination

2018-06-08

Other Names

Jean Gregory Cazeau

View on SEC IAPD