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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-05-18
  • MI RA
    APPROVED
    Since 2022-05-18

Branch Locations

1309 N Lincoln Avenue, Bay City, MI 48708 • United States

6640 Bay Road, Saginaw, MI 48604 • United States

1199 S Euclid Ave, Bay City, MI 48706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc Waverly IA 05/2016 Present
Cuna Mutual Group Waverly IA 05/2016 Present
Lpl Financial Llc Bay City MI 05/2022 Present
  • 05/2016 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2016 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Bay City, MI
Previous Registrations
Other Businesses

1)05/18/2022 - FinancialEdge Advisory Group-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - United Bay Financial Services -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3)05/18/2022 - Wildfire Financial Group-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2013-05-03

View on SEC IAPD

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