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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-08-11
TX RA APPROVED 2014-08-11
  • CT RA
    APPROVED
    Since 2014-08-11
  • TX RA
    APPROVED
    Since 2014-08-11

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 08/2014 Present
Previous Registrations
  • 2009-01-21 → 2014-09-05
    Barclays Capital Inc.
    Boston, MA
  • 2008-02-14 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-11
  • S66 Uniform Combined State Law Examination
    2001-07-11
Other Names
  • Kelly Ann Doyle

View on SEC IAPD

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