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Saint Simons Island, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Simons Island | GA | 12/2016 | 10/2018 |
| Roger Budd Company | Valdosta | GA | 04/2016 | 11/2016 |
| Raymond James Financial Services Advisors Inc. | St. Simons Island | GA | 02/2014 | 10/2018 |
| Pentas Wealth Management | Saint Simons Island | GA | 12/2016 | 10/2018 |
| Roger Budd Investment Management, Llc | Saint Simons Island | GA | 07/2018 | Present |
| Golden Isles Captive Insurance Inc. | Saint Simons Island | GA | 01/2014 | Present |
1)BUDD FAMILY LIMITED PARTNERSHIP. VALDOSTA, GA. INVESTMENT RELATED. STARTED:1997. PRESIDENT. FAMILY REAL ESTATE INVESTMENTS. 1 HR PER MONTH, 0 DURING TRADING HRS. 2)GOLDEN ISLES CAPTIVE INSURANCE INC., INVESTMENT RELATED, SAINT SIMON ISLAND GA, GROUP INSURANCE; DIRECTOR; 01/2014, 2 HRS PER MONTH 1 HR DURING TRADING HOURS, ATTEND ANNUAL MEETING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-18 |
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