Ryan Ying-nam Cheng

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-04-10
CA	RA	APPROVED	2015-10-05

TX RA
APPROVED_RES

Since 2017-04-10
CA RA
APPROVED

Since 2015-10-05

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Century City	CA	10/2015	Present

10/2015 → Present

Ubs Financial Services Inc

Century City, CA

Previous Registrations

2009-06-01 → 2015-10-07

Morgan Stanley

Beverly Hills, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Beverly Hills, CA
2007-03-02 → 2007-04-02

Morgan Stanley Dw Inc.

Beverly Hills, CA
2005-08-04 → 2007-03-09

Oppenheimer & Co. Inc.

Los Angeles, CA

Los Angeles, CA

Other Businesses

1) Peleton Document Solutions - Silent investor in a private company Boys and Girls Club Venice / 2232 Lincoln Blvd Venice,Ca 90291 / Charity/ Charity / The club supports over 4,000 kids in the greater Venice area. Upholding national guidelines for program content, delivery and quality, a growing number of Boys & Girls Clubs now provide programs over three million youth across our country and in military bases overseas / Member of Board of directors / / Advisory role and governance of the organization / Start Date 8/24/18

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-12
S63	Uniform Securities Agent State Law Examination	2000-09-13

S65 Uniform Investment Adviser Law Examination

2001-04-12
S63 Uniform Securities Agent State Law Examination

2000-09-13

View on SEC IAPD