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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
IL RA APPROVED 2025-01-28
NY RA APPROVED 2021-08-05
MA RA APPROVED 2013-09-03
FL RA APPROVED 2013-08-27
CT RA APPROVED 2013-08-26
NJ RA APPROVED 2013-08-26
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • IL RA
    APPROVED
    Since 2025-01-28
  • NY RA
    APPROVED
    Since 2021-08-05
  • MA RA
    APPROVED
    Since 2013-09-03
  • FL RA
    APPROVED
    Since 2013-08-27
  • CT RA
    APPROVED
    Since 2013-08-26
  • NJ RA
    APPROVED
    Since 2013-08-26

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. New York NY 01/2002 Present
Td Private Client Wealth Llc New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-26
  • S66 Uniform Combined State Law Examination
    2013-08-26
Other Names
  • Asliha Shala
  • Ashley Elezi

View on SEC IAPD

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