Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-09 |
| NY | RA | APPROVED | 2024-10-09 |
Branch Locations
680 Newport Center Drive Suite 200, Newport Beach, CA 92660 • United States
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Anaheim | CA | 08/2010 | 08/2024 |
| Unemployed | Santa Ana | CA | 08/2024 | 10/2024 |
| Oppenheimer & Co. Inc. | Newport Beach | CA | 10/2024 | Present |
I SERVE ON MY SMALL COMMUNITY'S HOA BOARD (30 HOURS). (ALTHOUGH THIS ACTIVITY IN NON-INVESTMENT RELATED (CIVIC)). START DATE: SEPT 2012. LOCATED AT MY RESIDENCE. CURRENT POSITION-PRESIDENT. NO RELATIONSHIP WITH ANY BUSINESS OTHER THAN THE PROPERTY MGR. I DO NOT DEAL W/ ANY FINANCES, JUST HELP MAKE DECISIONS. TIME INVOLVED: A FEW HOURS/QUARTER (NO TIME DURING BUSINESS HOURS). *NOTE: I SOMETIMES DO MANUAL LABOR AROUND THE COMMUNITY AS WELL WHEN NEEDED. THIS IS STRICTLY A WAY TO GIVE BACK A LITTLE TO MY COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-22 |
Reach out to this advisor