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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-28
TX RA APPROVED 2022-10-27
  • CA RA
    APPROVED
    Since 2022-10-28
  • TX RA
    APPROVED
    Since 2022-10-27

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Westlake Village CA 12/2016 09/2022
Steel Peak Wealth Management Woodland Hills CA 12/2014 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-29
  • S66 Uniform Combined State Law Examination
    2021-05-29
Other Names
  • Breanna Georgia Arnold

View on SEC IAPD

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