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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-28 |
| TX | RA | APPROVED | 2022-10-27 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Westlake Village | CA | 12/2016 | 09/2022 |
| Steel Peak Wealth Management | Woodland Hills | CA | 12/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-29 |
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