David Jay Pergande

M Holdings Securities, Inc.

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Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-19

TX RA
APPROVED

Since 2024-03-19

Branch Locations

2699 Howell Street Suite 1100, Dallas, TX 75204 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mercap Securities, Llc	Paoli	PA	10/2015	12/2017
Ash Brokerage	Fort Wayne	IN	10/2015	09/2020
First Palladium, Llc	Fort Wayne	IN	10/2018	09/2020
Unemployed	Dallas	TX	10/2020	08/2021
Hilltop Securities Inc.	Dallas	TX	08/2021	11/2022
Hilltop Securities Inc.	Plano	TX	11/2022	03/2024
M Holdings Securities, Inc.	Portland	OR	03/2024	Present

10/2015 → 12/2017

Mercap Securities, Llc

Paoli, PA
10/2015 → 09/2020

Ash Brokerage

Fort Wayne, IN
10/2018 → 09/2020

First Palladium, Llc

Fort Wayne, IN
10/2020 → 08/2021

Unemployed

Dallas, TX
08/2021 → 11/2022

Hilltop Securities Inc.

Dallas, TX
11/2022 → 03/2024

Hilltop Securities Inc.

Plano, TX
03/2024 → Present

M Holdings Securities, Inc.

Portland, OR

Previous Registrations

2022-12-02 → 2024-03-06

Hilltop Securities Inc.

Dallas, TX

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28
S63	Uniform Securities Agent State Law Examination	2012-11-12

S66 Uniform Combined State Law Examination

2022-10-28
S63 Uniform Securities Agent State Law Examination

2012-11-12

Other Names

David Pergande
David Jay Pergande

View on SEC IAPD

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