Best Investors Account Sign in

Joseph Tierney

Raymond James Investment Management

Minneapolis, MN

Claim This Profile
Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-11-05
  • MN RA
    APPROVED
    Since 2018-11-05

Branch Locations

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 10/2012 10/2018
Carillon Fund Distributors Minneapolis MN 10/2018 Present
Carillon Tower Advisers St. Petersburg FL 10/2018 Present
  • 10/2012 → 10/2018
    Putnam Retail Management
    Andover, MA
  • 10/2018 → Present
    Carillon Fund Distributors
    Minneapolis, MN
  • 10/2018 → Present
    Carillon Tower Advisers
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-08
S63 Uniform Securities Agent State Law Examination 2012-09-13
  • S65 Uniform Investment Adviser Law Examination
    2015-09-08
  • S63 Uniform Securities Agent State Law Examination
    2012-09-13
Other Names
  • Joseph A Tierney
  • Joseph Tierney
  • Joseph Anthony Tierney

View on SEC IAPD

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor