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Max Andrew Figueroa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-18
TX RA APPROVED 2019-06-17
  • FL RA
    APPROVED
    Since 2019-06-18
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/2018 Present
International Finance Bank Miami FL 04/2018 05/2018
Gibraltar Private Bank And Trust Coral Gables FL 11/2015 04/2018
Bank Of America, N.A. Miami FL 08/2018 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 04/2018 → 05/2018
    International Finance Bank
    Miami, FL
  • 11/2015 → 04/2018
    Gibraltar Private Bank And Trust
    Coral Gables, FL
  • 08/2018 → Present
    Bank Of America, N.A.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-14
  • S66 Uniform Combined State Law Examination
    2019-06-14
Other Names
  • Max Andrew Figueroa
  • Max Figueroa

View on SEC IAPD

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