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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Personal And Workplace Advisors Los Angeles CA 05/2015 09/2017
Pruco Securities, Llc. Basking Ridge NJ 02/2021 11/2024
Fidelity Personal And Workplace Advisors Millburn NJ 09/2017 11/2018
Gamechange Solar New York NY 11/2018 02/2020
Unemployed Millburn NJ 02/2020 02/2021
Prudential Insurance Company Of America Basking Ridge NJ 07/2021 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 05/2015 → 09/2017
    Fidelity Personal And Workplace Advisors
    Los Angeles, CA
  • 02/2021 → 11/2024
    Basking Ridge, NJ
  • 09/2017 → 11/2018
    Fidelity Personal And Workplace Advisors
    Millburn, NJ
  • 11/2018 → 02/2020
    Gamechange Solar
    New York, NY
  • 02/2020 → 02/2021
    Unemployed
    Millburn, NJ
  • 07/2021 → Present
    Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2021-06-21 → 2024-11-14
    Basking Ridge, NJ
    Short Hills, NJ
  • 2018-07-13 → 2018-12-07
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-05-28 → 2018-07-13
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
    Millburn, NJ
  • 2013-03-21 → 2014-04-17
    Edison, NJ
    Mullburn, NJ
    Edison, NJ
Other Businesses

1. 03/20/2025 - Plymouth Rock - Property and Casualty - Warren, NJ - INV REL - Start Date 10/01/2022 - 1hr/mth 2. 03/24/2025 - Chartered Financial Services - DBA for LPL Business (entity for LPL business) - Warren, NJ - INV REL - Start Date 01/01/2025 - 160hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-05-21
S66 Uniform Combined State Law Examination 2013-03-15
  • S63 Uniform Securities Agent State Law Examination
    2021-05-21
  • S66 Uniform Combined State Law Examination
    2013-03-15
Designations
Other Names
  • Lawrence Stuart Frydman

View on SEC IAPD

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