Junqi Wu

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-06-02
MT	RA	APPROVED	2026-04-13
NY	RA	APPROVED	2022-08-17

NC RA
APPROVED

Since 2026-06-02
MT RA
APPROVED

Since 2026-04-13
NY RA
APPROVED

Since 2022-08-17

Branch Locations

66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa), Inc.	New York	NY	12/2018	Present
Hsbc Bank Usa, N.A.	New York	NY	12/2018	Present
Td Bank N.A.	Queens	NY	10/2016	12/2018
Citibank N.A.	Fresh Meadows	NY	03/2014	10/2016

12/2018 → Present

Hsbc Securities (Usa), Inc.

New York, NY
12/2018 → Present

Hsbc Bank Usa, N.A.

New York, NY
10/2016 → 12/2018

Td Bank N.A.

Queens, NY
03/2014 → 10/2016

Citibank N.A.

Fresh Meadows, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-12
S63	Uniform Securities Agent State Law Examination	2019-01-31

S66 Uniform Combined State Law Examination

2022-08-12
S63 Uniform Securities Agent State Law Examination

2019-01-31

Other Names

Jack Wu

View on SEC IAPD