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900 19Th St Nw Suite 203, Washington, DC 20006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-08-25 |
Branch Locations
900 19Th St Nw Suite 203, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ross, Sinclaire & Associates, Llc | Cincinnati | OH | 05/2011 | Present |
| F/M Investments, Llc | Washington | DC | 07/2020 | Present |
| F/M Acceleration Llc | Washington | DC | 07/2020 | Present |
ROSS SINCLAIRE & ASSOCIATES INVESTMENT RELATED 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202 REGISTERED INVESTMENT ADVISOR INVESTMENT ADVISOR REPRESENTATIVE FROM 05/2011 5 HOURS/MO, 5 HOURS DURING TRADING CLIENT PORTFOLIO MANAGEMENT PTS Analytics (C) * YES INV RELATED * 217 Union St, Norwood, MA 02062 * Fixed Income Portfolio Mgmt Software * President * 1/07 * 25 HRS PER MO * 0 DURING MKT HOURS * Owner of copyright and portfolio mgmt software. Used for managing/reviewing client portfolios & client presentations *
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-26 |
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