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3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-05 |
| GA | RA | APPROVED | 2020-03-16 |
Branch Locations
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meridian Investment Partners | Atlanta | GA | 01/2015 | 03/2018 |
| Providence Capital Advisors, Llc | Charlotte | NC | 05/2018 | 03/2020 |
| Register Financial Advisors, Llc | Atlanta | GA | 03/2020 | Present |
1. Tatham Ventures, LLC, Non-Investment related, Private residence, Nature of business: LLC established for real estate investments, 50% Owner, Started 3/1/2018, Devote 2 hours/month outside of securities trading hours, Duties: Reviewing updates from managing partner of investment; reviewing finances. 2. ACRE-Clemson, Non-Investment related, 2970 Peachtree Rd, Suite 805, Atlanta, GA, 30305, Nature of business: Real Estate development, member of LLC, started 12/11/18, Devote 1 hour/month outside of securities trading hours Duties: minimal/virtually no duties; more of a passive real estate investment. 3. From the Earth Brewery, Non-Investment related, 1570 Holcombe Bridge Rd., Roswell, GA 30076, Nature of business: Craft brewery/restaurant, Investor started 8/31/2016, Devote 0 hours/month, Duties: No duties, passive investor. 4. Divorce Resource Center of Georgia, Non-Investment Related, 445 Huntington Road, Suite 120, Athens GA 30606, Contract Financial Advisor, Consulting; financial advising, Financial Consultant, Started TBD, 5-8 hours/month, 2-3 hours/month during market hours, Provide financial advice to clients going through/finalizing a divorce. 5. FTE Restaurant Group, Investment Related, 1570 Holcomb Bridge Road Roswell, GA 30076, Nature of business: Holding company for From the Earth Brewing and a second restaurant concept, Bask, Investor started February 2022, 0 hours/month, Silent partner/investor. 6. 1570 Holcomb Bridge Road, LLC, Non-Investment Related, 1570 Holcomb Bridge Road Roswell, GA 30076, Nature of business: Restaurant, Investor started February 2022, 0 hours/month, Silent partner/investor. 7. ACRE-Wall Street, LLC, Non-Investment Related, 3715 Northside Parkway NW, Building 400, Suite 515, Atlanta, GA 30327, Commercial Real Estate Investment, minority partner, August 1, 2022, 0 hours/month; 0 hours/month during trading hours, Silent partner/investor. 8. Sweet Apple Parent Teacher Organization, Non-Investment Related, 12025 Etris Road, Roswell GA, Elementary school PTO, Treasurer, Started August 1, 2022, 10 hours/month outside of securities trading hours, Processing reimbursement requests, approving expenses, Providing updates income and expenditures.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-27 |
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