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Current Employers
Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-05
GA RA APPROVED 2020-03-16
  • TX RA
    APPROVED
    Since 2021-05-05
  • GA RA
    APPROVED
    Since 2020-03-16

Branch Locations

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Meridian Investment Partners Atlanta GA 01/2015 03/2018
Providence Capital Advisors, Llc Charlotte NC 05/2018 03/2020
Register Financial Advisors, Llc Atlanta GA 03/2020 Present
Previous Registrations
Other Businesses

1. Tatham Ventures, LLC, Non-Investment related, Private residence, Nature of business: LLC established for real estate investments, 50% Owner, Started 3/1/2018, Devote 2 hours/month outside of securities trading hours, Duties: Reviewing updates from managing partner of investment; reviewing finances. 2. ACRE-Clemson, Non-Investment related, 2970 Peachtree Rd, Suite 805, Atlanta, GA, 30305, Nature of business: Real Estate development, member of LLC, started 12/11/18, Devote 1 hour/month outside of securities trading hours Duties: minimal/virtually no duties; more of a passive real estate investment. 3. From the Earth Brewery, Non-Investment related, 1570 Holcombe Bridge Rd., Roswell, GA 30076, Nature of business: Craft brewery/restaurant, Investor started 8/31/2016, Devote 0 hours/month, Duties: No duties, passive investor. 4. Divorce Resource Center of Georgia, Non-Investment Related, 445 Huntington Road, Suite 120, Athens GA 30606, Contract Financial Advisor, Consulting; financial advising, Financial Consultant, Started TBD, 5-8 hours/month, 2-3 hours/month during market hours, Provide financial advice to clients going through/finalizing a divorce. 5. FTE Restaurant Group, Investment Related, 1570 Holcomb Bridge Road Roswell, GA 30076, Nature of business: Holding company for From the Earth Brewing and a second restaurant concept, Bask, Investor started February 2022, 0 hours/month, Silent partner/investor. 6. 1570 Holcomb Bridge Road, LLC, Non-Investment Related, 1570 Holcomb Bridge Road Roswell, GA 30076, Nature of business: Restaurant, Investor started February 2022, 0 hours/month, Silent partner/investor. 7. ACRE-Wall Street, LLC, Non-Investment Related, 3715 Northside Parkway NW, Building 400, Suite 515, Atlanta, GA 30327, Commercial Real Estate Investment, minority partner, August 1, 2022, 0 hours/month; 0 hours/month during trading hours, Silent partner/investor. 8. Sweet Apple Parent Teacher Organization, Non-Investment Related, 12025 Etris Road, Roswell GA, Elementary school PTO, Treasurer, Started August 1, 2022, 10 hours/month outside of securities trading hours, Processing reimbursement requests, approving expenses, Providing updates income and expenditures.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-27
  • S65 Uniform Investment Adviser Law Examination
    2015-03-27
Designations
Other Names
  • Erin Tatham

View on SEC IAPD

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