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Stephen Brooks Nelson

Mills Wealth Advisors, LLC

Southlake, TX

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Current Employers
Mills Wealth Advisors, Llc

1207 S. White Chapel Blvd Suite 150, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-13
  • TX RA
    APPROVED
    Since 2018-04-13

Branch Locations

1207 S. White Chapel Blvd Suite 150, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2013 04/2018
Northwestern Mutual Investment Services, Llc St George UT 07/2014 04/2018
Mills Wealth Advisors, Llc Southlake TX 04/2018 Present
Stephen Nelson Saint George UT 12/2012 Present
  • 01/2013 → 04/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2014 → 04/2018
    Northwestern Mutual Investment Services, Llc
    St George, UT
  • 04/2018 → Present
    Mills Wealth Advisors, Llc
    Southlake, TX
  • 12/2012 → Present
    Stephen Nelson
    Saint George, UT
Other Businesses

Professional Designations: The Accredited Investment Fiduciary® (AIF®) and The Certified Exit Planning Advisor (CEPA®)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-19
  • S63 Uniform Securities Agent State Law Examination
    2014-08-19
Designations

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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