Best Investors Account Sign in
Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-31
  • CT RA
    APPROVED
    Since 2023-05-31

Branch Locations

Old Saybrook, CT • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Vernon Rockville CT 04/2013 11/2017
Lpl Financial Llc Glastonbury CT 11/2017 Present
Gateway Wealth Partners, Llc Old Saybrook CT 05/2023 Present
  • 04/2013 → 11/2017
    National Planning Corporation
    Vernon Rockville, CT
  • 11/2017 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 05/2023 → Present
    Old Saybrook, CT
Previous Registrations
  • 2013-09-11 → 2017-11-29
    National Planning Corporation
    Vernon, CT
    Columbia, CT
    Glastonbury, CT
Other Businesses

1. 10/04/2017 - Gateway Financial Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - 20 Hours Per Month/ 20 Hours During Securities Trading 2. 10/04/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 5/24/2013 - 60 Hours Per Month/ 40 Hours During Securities Trading 3. 05/25/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/22/2023 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/12/2023 - Intelligent Advisors LLC - Insurance Agency - Broker - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 80 Hours Per Month/ 80 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-29
S63 Uniform Securities Agent State Law Examination 2013-05-06
  • S65 Uniform Investment Adviser Law Examination
    2013-08-29
  • S63 Uniform Securities Agent State Law Examination
    2013-05-06

View on SEC IAPD

More in Old Saybrook, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor