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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-05-31 |
Branch Locations
Old Saybrook, CT • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Vernon Rockville | CT | 04/2013 | 11/2017 |
| Lpl Financial Llc | Glastonbury | CT | 11/2017 | Present |
| Gateway Wealth Partners, Llc | Old Saybrook | CT | 05/2023 | Present |
1. 10/04/2017 - Gateway Financial Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - 20 Hours Per Month/ 20 Hours During Securities Trading 2. 10/04/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 5/24/2013 - 60 Hours Per Month/ 40 Hours During Securities Trading 3. 05/25/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/22/2023 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/12/2023 - Intelligent Advisors LLC - Insurance Agency - Broker - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 80 Hours Per Month/ 80 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-06 |
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