James M. Necker

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-27
NY	RA	APPROVED	2024-06-12

TX RA
APPROVED_RES

Since 2026-04-27
NY RA
APPROVED

Since 2024-06-12

Branch Locations

60 Veterans Memorial Hwy, Commack, NY 11725 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Periwinkles Catering	Oyster Bay	NY	07/2014	03/2024
J.P. Morgan Securities Llc	Commack	NY	07/2014	Present
Jpmorgan Chase Bank, N.A.	Commack	NY	07/2014	Present

07/2014 → 03/2024

Periwinkles Catering

Oyster Bay, NY
07/2014 → Present

J.P. Morgan Securities Llc

Commack, NY
07/2014 → Present

Jpmorgan Chase Bank, N.A.

Commack, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-14
S63	Uniform Securities Agent State Law Examination	2012-12-22

S66 Uniform Combined State Law Examination

2022-06-14
S63 Uniform Securities Agent State Law Examination

2012-12-22

Other Names

James Matthew
James Necker
Jim Necker
James M Necker
James Matthew Necker

View on SEC IAPD

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