Matthew Warren Herbert

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	12/2015	04/2022
Equitable Advisors, Llc	New York	NY	01/2023	11/2023
Equitable	Dallas	TX	01/2023	11/2023
Unemployed	Dallas	TX	04/2022	01/2023
Resolute Investment Managers	Irving	TX	11/2023	Present

12/2015 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
01/2023 → 11/2023

Equitable Advisors, Llc

New York, NY
01/2023 → 11/2023

Equitable

Dallas, TX
04/2022 → 01/2023

Unemployed

Dallas, TX
11/2023 → Present

Resolute Investment Managers

Irving, TX

2023-01-11 → 2023-11-30

Equitable Advisors, Llc

Charlotte, NC

Dallas, TX
2016-05-27 → 2022-05-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Providing sales activities for American Beacon Advisors which is an affiliate of Resolute Investment Distributors, Inc

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-26
S63	Uniform Securities Agent State Law Examination	2013-01-03

Other Firms