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Nolan Parker Chevalier

Seapoint Capital Management LLC

Rancho Cucamonga, CA

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Current Employers
Seapoint Capital Management Llc

Rancho Cucamonga, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-06

Branch Locations

Rancho Cucamonga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Rancho Cucamonga CA 09/2016 07/2024
Seapoint Capital Management Llc Rancho Cucamonga CA 07/2024 Present
Ubs Los Angeles CA 07/2014 09/2016
  • 09/2016 → 07/2024
    Unemployed
    Rancho Cucamonga, CA
  • 07/2024 → Present
    Seapoint Capital Management Llc
    Rancho Cucamonga, CA
  • 07/2014 → 09/2016
    Ubs
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2013-02-20
  • S65 Uniform Investment Adviser Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2013-02-20

View on SEC IAPD

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