Frederick S Thielker

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-08-21
TX	RA	APPROVED_RES	2015-09-29
RI	RA	APPROVED	2015-09-25

CT RA
APPROVED

Since 2023-08-21
TX RA
APPROVED_RES

Since 2015-09-29
RI RA
APPROVED

Since 2015-09-25

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairhaven	MA	06/2014	Present
Bank Of America, N.A.	Fairhaven	MA	01/2016	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairhaven, MA
01/2016 → Present

Bank Of America, N.A.

Fairhaven, MA

Other Businesses

I*90270 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FREDERICK SHAWN THIELKER INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TAUNTON, MASSACHUSETTS 2780 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 36982 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL INCOME ON PRIMARY RESIDENCE. LANDLORD OF THE PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-24

S66 Uniform Combined State Law Examination

2015-09-24

Other Names

F Shawn Thielker
F Shawn Thielker
Frederick Shawn Thielker

View on SEC IAPD