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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-04
IL RA APPROVED 2018-02-22
  • TX RA
    APPROVED_RES
    Since 2020-09-04
  • IL RA
    APPROVED
    Since 2018-02-22

Branch Locations

10 South Dearborn Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 10/2012 11/2017
Jpmorgan Chase Bank, N.A. Chicago IL 11/2017 08/2019
Jpmorgan Securities Llc Chicago IL 08/2019 09/2020
Jpmorgan Chase Bank, N.A. Chicago IL 09/2020 Present
J.P. Morgan Securities Llc Chicago IL 09/2020 Present
  • 10/2012 → 11/2017
    Chicago, IL
  • 11/2017 → 08/2019
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2019 → 09/2020
    Jpmorgan Securities Llc
    Chicago, IL
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 09/2020 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-14
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2018-02-14
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29

View on SEC IAPD

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