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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-17
PA RA APPROVED 2013-01-30
  • TX RA
    APPROVED_RES
    Since 2015-04-17
  • PA RA
    APPROVED
    Since 2013-01-30

Branch Locations

5862 Baum Blvd, Pittsburgh, PA 15206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Pittsburgh PA 10/2012 Present
Bank Of America, N.A. Pittsburgh PA 04/2013 Present
  • 10/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Pittsburgh, PA
  • 04/2013 → Present
    Bank Of America, N.A.
    Pittsburgh, PA
Other Businesses

I*2026382, Entity Type, Entity for Profit, Name of OBA: Foxhole Properties, Address: Pittsburgh, PA, 15206, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 07/29/2024, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Rental property owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-23
  • S66 Uniform Combined State Law Examination
    2013-01-23
Other Names
  • Gavin Mchugh Mullen

View on SEC IAPD

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