Steven Robert Giles

Current Employers

Landaas & Company

411 E Wisconsin Ave 20Th Floor, Milwaukee, WI 53202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-02
WI	RA	APPROVED	2000-09-22

TX RA
APPROVED_RES

Since 2022-02-02
WI RA
APPROVED

Since 2000-09-22

Branch Locations

411 E. Wisconsin Ave, Milwaukee, WI 53202 • UNITED STATES

411 E. Wisconsin Ave. Suite 2000, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Landaas & Company	Milwaukee	WI	10/2004	Present

10/2004 → Present

Landaas & Company

Milwaukee, WI

Other Businesses

Mr. Giles is a licensed insurance agent in the state of Wisconsin. Mr. Giles services insurance and annuity contacts for clients of Landaas & Company, LLC as part of normal duties with Landaas & Company and does not service clients that are not clients of Landaas & Company. Mr. Giles does not conduct insurance activities outside of Landaas & Company's normal business hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-09-20

S63 Uniform Securities Agent State Law Examination

2000-09-20

View on SEC IAPD

Current Employers

Landaas & Company

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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