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1785 West 2320 South, Salt Lake City, UT 84119 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-04 |
| CA | RA | APPROVED | 2024-02-20 |
| UT | RA | APPROVED | 2022-03-24 |
| TX | RA | APPROVED | 2021-10-01 |
Branch Locations
1785 West 2320 South, Salt Lake City, UT 84119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Bank | Austin | TX | 07/2011 | 02/2021 |
| Jp Morgan Securities Llc | Austin | TX | 10/2012 | 02/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 03/2021 |
| Northwestern Mutual Investment Services Llc | Austin | TX | 03/2021 | 03/2021 |
| Haynie Wealth Management Llc | Austin | TX | 03/2021 | Present |
Rapid Emergency Logistics LLC; Not investment related; 63 Cross St Austin, Texas 78702; Logistics and emergency supply resale; Owner; Owner; 7/24/2026; Total 12 hours per month, 0 hours during securities trading hours; Bidding for logistics management for the Port of Houston;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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