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Christopher Sombatcharoen Lee

Commonwealth Retirement Investments LLC

Richmond, VA

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Current Employers
Commonwealth Retirement Investments Llc

9030 Stony Point Parkway Suite 470, Richmond, VA 23235 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-01-17
  • VA RA
    APPROVED
    Since 2020-01-17

Branch Locations

9030 Stony Point Parkway Suite 470, Richmond, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Richmond VA 09/2014 01/2017
Commonwealth Retirement Investments Llc Richmond VA 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-31
  • S66 Uniform Combined State Law Examination
    2014-12-31
Designations
Other Names
  • Christopher Jin Sombatcharoen
  • Christopher S Lee

View on SEC IAPD

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TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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